Our Services
Regulatory Compliance
Our experts assist clients with successfully managing compliance risk. Whether consulting on specific regulatory requirements, review of your compliance program, or targeted assessments, we tailor engagements to meet your needs.
Internal Audit
Our experienced internal audit consultants are prepared to assist you with full outsourcing of the internal audit function or targeted audits of operational or compliance risk areas. We can also assist you with audit function development, internal audit charter development, a firm-wide risk assessment, and development of a risk-based internal audit plan.
Fair & Responsible Lending
Our fair lending team can support your fair lending needs by providing advisory, consulting, and audit services to address and recommend solutions for fair lending risk management and Home Mortgage Disclosure Act (HMDA) and Community Reinvestment Act (CRA) data integrity.
Commercial Loan Review
Our commercial loan review services are designed to assist clients with objectively identifying and quantifying portfolio risk and assessing the adequacy of processes for monitoring and addressing credit quality.
Consumer Loan Review
We help our clients identify and better understand the risk inherent in mortgage loan originations and acquisitions as well as other consumer loan products.
Litigation Support
We provide litigation support and expert witness testimony on a variety of issues surrounding lending, servicing, and regulatory compliance.
Our Clients
We partner with all the following types of clients:
Industry Insights
Articles
Avoiding Surprises in Mortgage Servicing
In the September/October issue of ABA Bank Compliance, co-authors Jim Shankle and Brad Teplin address the importance of establishing internal monitoring systems for servicing. The article includes a comparison of quality assurance and quality control as well as considerations for reporting results and exceptions, the regulatory change control process for servicing, servicing transfers and loan… Read more »
Read More
Choosing Your Fintech Mortgage Partner Wisely
In this article, published in the Summer 2020 issue of ACUMA Pipeline, Patti Katzban and Liza Warner discuss the best practices for credit unions in vetting financial technology partners (fintechs) to optimize the overall mortgage experience. There are many risks to consider and decisions to be made. Learn more about the key considerations from these… Read more »
Read More
Monitoring in the Time of COVID-19, Keeping Pace with Change
In the July/August issue of ABA Bank Compliance, Mollie Newsome Sudhoff discusses compliance monitoring in the time of COVID-19. Learn more about the best practices in keeping pace with change, especially in some of the key impact areas.
Read More
How to Audit Compliance Effectively
In the July/August issue of ABA Bank Compliance, Heidi Wier discusses how auditors can partner with compliance, while still maintaining independence, ease the impact of ongoing regulatory changes and emerging issues such as COVID-19, increase audit effectiveness and add additional value to the organization.
Read More
How to Help Your Fintech Partners Develop a COMPLIANCE ROADMAP
In this article published in the May/June 2020 issue of ABA Bank Compliance, Tracey Levandoski, CRCM, describes how banks can help their fintech partners develop an effective path to building a compliance infrastructure. She addresses the various points of the “journey” to the destination of a fully functional compliance management system (CMS) that meets the… Read more »
Read MoreAnnouncements
- American Bankers Association (ABA) Reference Guide to Regulatory Compliance
- CrossCheck Compliance Added to Kroll Bond Rating Agency List
- Sovereign – CrossCheck Compliance Agreement
- Debbi Roberts Announcement
- Karen Cullen joins CrossCheck Compliance
