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  • About
    • Our Clients
    • Our People
    • Careers
  • Our Services
    • Regulatory Compliance
      • Consultation
      • Assessment & Monitoring
      • Independent Compliance Reviews
    • Internal Audit
      • Compliance Audits
      • Operational Audits
      • Audit Function Development
    • Fair and Responsible Lending
      • Fair Lending
      • HMDA
      • CRA
    • Due Diligence
      • The CrossCheck Advantage
      • Rated Securitizations
      • Portfolio Acquisitions
    • Loan Review
      • Pre-funding Quality Assurance
      • Post Closing Quality Control
      • Commercial Loan Review
    • Litigation Support
      • Expert Testimony
      • Expert Support Services
      • File Review
  • Our Approach
    • Representative Engagements
  • Resources
    • Announcements
    • Articles
    • Speaking Engagements
    • White Papers
    • Industry Insights
    • HMDA Hub
    • Mortgage Chat
  • Contact Us
  • Home
  • Speaking Engagements
  • Central Florida Compliance Association (CFCA) – 2023 Annual Conference
  • Central Florida Compliance Association (CFCA) – 2023 Annual Conference

    Speaking Engagements By Wendy McMillan
    Wendy McMillan
    Director

    Wendy McMillan spoke at the Central Florida Compliance Association Annual Conference on October 20th, 2023 on the topic of High-Risk Customer Reviews. Customer risk-rating models are one of the primary tools available to financial institutions to detect money laundering. Wendy discussed regulatory expectations and best practices to consider when conducting high-risk customer reviews.

    Category: Regulatory Compliance

    Courses and Guides

    • ABA 34th Edition of the Reference Guide to Regulatory Compliance
    • ABA 33rd Edition of the Reference Guide to Regulatory Compliance
    • MBA Course – Managing Consumer Complaints for Compliance Professionals
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    Announcements

    • CrossCheck General Counsel Appointed as Co-Chair of the Corporate Counsel Committee of American Bar Association’s Business Law Section
    • CrossCheck Compliance LLC Strategic Alliance with Gate House Compliance
    • CrossCheck Compliance LLC Added to DBRS Morningstar List
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    Articles

    • Regulation E Back to Basics : Procedures for Resolving Errors
    • FCRA Fundamentals – Requirements for Furnishing Accurate Information to Consumer Reporting Agencies (CRAs)
    • FCRA Fundamentals – Disclosure of Credit Scores and Risk-Based Pricing
    View All

    White Papers

    • Implementing an Effective Internal Audit Function
    • Building Your Defenses: Compliance Management for First-Line Operations
    • Why Mortgage Companies Should Embrace Internal Audit
    View All

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