Jim Treacy
Jim Treacy, CPA, is a director in CrossCheck’s regulatory compliance and internal audit practices.
Jim is a regulatory compliance and internal audit professional with more than 35 years of operational, financial, and compliance experience in the financial services industry. His clients include financial services organizations of all sizes, ranging from small to large national institutions. Through independent compliance reviews, compliance audits, and risk assessments, as well operational audits and audit function development, Jim works with clients to ensure that controls are implemented adequately to mitigate risks faced by the institutions. Engagements he has been involved in include Compliance Management System, TRID, HMDA, Flood Disaster Protection Act, UDAAP, TILA, RESPA, SAFE Act, ECOA, FCRA, mortgage servicing, and other deposit and lending regulations. He has conducted numerous independent Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT), audits to ensure the client has an effective compliance program in place and that the program is functioning as intended by management.
Prior to joining CrossCheck, Jim was a manager with Jefferson Wells International, where he provided business solutions and process improvement recommendations to clients in the areas of internal audit, accounting, and technology risk management. He previously held positions with Anderson Tackman (a CPA firm), Metavante (now FIS), U.S. Bank, and Bank of America.
Jim is a published author in American Bankers Association (ABA) Risk and Compliance on the topics of TRID, AML/CFT, and Regulation E. He is a frequent instructor for the Wisconsin Bankers Association (WBA) and has presented for the Mortgage Bankers Association (MBA), American Bankers Association (ABA), Georgia Bankers Association (GBA), Central Florida Compliance Association (CFCA), Northern Illinois Compliance Association (NICA), and Western Bankers Association (now California Bankers Association (CBA)).
Education
Masters of Business Administration
Marquette University
Bachelor of Science, Economics
University of Wisconsin – Madison
Certifications
- Certified Public Accountant (CPA)
- Certified BSA Officer, Anti-Money Laundering Association
Professional Associations
- Instructor, Real Estate Compliance & Deposit Compliance Officer Schools, Wisconsin Bankers Association (WBA)
- Instructor, BSA & TRID, Illinois Bankers Association (IBA)
- Instructor, TRID, Northern Illinois Compliance Association (NICA)
Jim Treacy
Jim Treacy, CPA, is a director in CrossCheck’s regulatory compliance and internal audit practices.
Jim is a regulatory compliance and internal audit professional with more than 35 years of operational, financial, and compliance experience in the financial services industry. His clients include financial services organizations of all sizes, ranging from small to large national institutions. Through independent compliance reviews, compliance audits, and risk assessments, as well operational audits and audit function development, Jim works with clients to ensure that controls are implemented adequately to mitigate risks faced by the institutions. Engagements he has been involved in include Compliance Management System, TRID, HMDA, Flood Disaster Protection Act, UDAAP, TILA, RESPA, SAFE Act, ECOA, FCRA, mortgage servicing, and other deposit and lending regulations. He has conducted numerous independent Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT), audits to ensure the client has an effective compliance program in place and that the program is functioning as intended by management.
Prior to joining CrossCheck, Jim was a manager with Jefferson Wells International, where he provided business solutions and process improvement recommendations to clients in the areas of internal audit, accounting, and technology risk management. He previously held positions with Anderson Tackman (a CPA firm), Metavante (now FIS), U.S. Bank, and Bank of America.
Jim is a published author in American Bankers Association (ABA) Risk and Compliance on the topics of TRID, AML/CFT, and Regulation E. He is a frequent instructor for the Wisconsin Bankers Association (WBA) and has presented for the Mortgage Bankers Association (MBA), American Bankers Association (ABA), Georgia Bankers Association (GBA), Central Florida Compliance Association (CFCA), Northern Illinois Compliance Association (NICA), and Western Bankers Association (now California Bankers Association (CBA)).
Education
Masters of Business Administration
Marquette University
Bachelor of Science, Economics
University of Wisconsin – Madison
Certifications
- Certified Public Accountant (CPA)
- Certified BSA Officer, Anti-Money Laundering Association
Professional Associations
- Instructor, Real Estate Compliance & Deposit Compliance Officer Schools, Wisconsin Bankers Association (WBA)
- Instructor, BSA & TRID, Illinois Bankers Association (IBA)
- Instructor, TRID, Northern Illinois Compliance Association (NICA)